Securities

SEC Awards $28 Million to Seven Whistleblowers After Recovering Millions for Harmed Investors

Mary Jane Wilmoth

Published on December 22, 2023
Stephen Kohn presents Nuts and Bolts of Anti-Money Laundering Law in British Parliament

Kate Reeves

Published on December 6, 2023
$10 Million Penalty Against D.E. Shaw a Major Step in SEC’s Enforcement of Rule 21F-17(a)

Benjamin Calitri

Published on December 6, 2023
SEC is Cracking Down on Nondisclosure Agreements that Muzzle Whistleblowers

Geoff Schweller

Published on December 5, 2023
Despite Record Year, SEC Must Improve Whistleblower Program to Align with White House Anti-Corruption Initiative

Sophie Luskin

Published on December 1, 2023
Whistleblowers Urged to Come Forward with Wrongdoing in AI

Sophie Luskin

Published on November 28, 2023
SEC Enforcement Results Highlight Record Year for Whistleblower Program

Geoff Schweller

Published on November 14, 2023
SEC, CFTC Pass $2 Billion Award Milestone but Reforms are Still Needed

Sophie Luskin

Published on November 14, 2023
SEC Charges Against SafeMoon Continue Trend of Increased Crypto Enforcement by the Agency

Geoff Schweller

Published on November 2, 2023
Allison Herren Lee Addresses the SEC’s Mandatory Climate Risk Disclosures Proposal

Allison Herren Lee

Published on October 26, 2023
Gensler Reveals SEC Received Record Number of Whistleblower Tips in FY 2023

Geoff Schweller

Published on October 26, 2023
SEC Issues $400,000 Whistleblower Award, Considers Significance of Information and Whistleblower’s Culpability

Geoff Schweller

Published on October 13, 2023