RULE 28

Government Retaliation: Use the First Amendment

Government Retaliation: Use the First Amendment

Introduction

Pickering v. Board of Education provides protection for government workers who blow the whistle on matters of public concern. This means that they cannot be discriminated against or wrongfully discharged due to their actions, as the First Amendment guarantees freedom of speech for all. The Supreme Court has established that public employees retain their constitutional rights when they work for the government.

It is important to note that whistleblowing is unlikely for anyone who doesn’t have job security, because they may fear retaliation from their employer or may be concerned that their employment will be terminated if they speak out.

To learn more about whistleblowing from within the government, read Rule 28.

Practice Tips

  • Pickering v. Board of Education, 391 U.S. 563 (1968) (landmark case establishing First Amendment protection for public employee whistleblowers).
  • Garcetti v. Ceballos, 547 U.S. 410 (2006) (affirming and explaining Pickering, but limiting protections for internal disclosures).
  • Other important Supreme Court cases are Lane v. Franks, 573 U.S. 228 (2014) (explaining limits to Garcetti); New York Times Co. v. Sullivan, 376 U.S. 254 (1964) (protection against retaliatory libel lawsuit); Carey v. Piphus, 435 U.S. 247, 253 (1978) (§ 1983 creates tort-like liability); Will v. Michigan, 491 U.S. 58 (1989) (sovereign immunity issues).
  • Heck v. Humphrey, 512 U.S. 477, 483 (1994) (no requirement to exhaust state administrative remedies).

Resources

Pickering v. Board of Education, 391 U.S. 563 (1968) (government employee speech on matters of “public concern” protected under the First Amendment) (holding applies to all employees who work in the public sector).

Civil Rights Act of 1871, 42 U.S.C. § 1983 (federal civil rights law that permits state and local employees to file Pickering claims in whistleblower retaliation cases).

When seeking damages under § 1983, it is advisable to always name the government employees and managers responsible for the retaliation in the lawsuit, as there are strict limits on the ability to directly sue a state or municipality under that law, see:

  • Monell v. New York City, 436 U.S. 658 (1978) (setting forth rule on suing municipalities)
  • Will v. Michigan, 491 U.S. 58 (1989) (states and state employees acting in an “official capacity” immune from lawsuits under § 1983)
  • Harlow v. Fitzgerald, 457 U.S. 800 (1982) (setting forth standards necessary to sue individual government managers and supervisors in their “personal capacity” under the “qualified immunity” standard)

Legal standards governing Pickering causes of action:

  • Mt. Healthy v. Doyle, 429 U.S. 274 (1977) (standard of proof)
  • Givhan v. Western Line, 439 U.S. 410 (1979) (complaints raised internally may still be protected, even if no public disclosure)
  • Connick v. Myers, 461 U.S. 138 (1983) (First Amendment protections only apply on issues of “public concern,” private workplace grievances not covered under Pickering); Rankin v. McPherson, 483 U.S. 378 (1987) (broad definition of protected activity)
  • Bush v. Lucas, 462 U.S. 367 (1983) (when seeking damages, federal employees must exhaust administrative remedies)
  • Garcetti v. Ceballos, 547 U.S. 410 (2006) (narrowed definition of protected activity to exclude most internal disclosures made pursuant to “official duties”)
  • U.S. v. NTEU, 513 U.S. 454 (1995) and Sanjour v. EPA, 56 F.3d 85 (DC Cir. 1995) (en banc) (injunctive relief available to prevent chilling effect on First Amendment)
  • Swartzwelder v. McNeilly, 297 F.3d 228 (3rd. Cir. 2002) (Circuit Judge—now Supreme Court Justice—Samuel Alito upholding preliminary injunction concerning police department rule that limited employee rights to make protected disclosures).

In Borough of Duryea v. Guarnieri, 131 S.Ct. 2488 (2011), the Supreme Court held that petitions to government bodies filed by public employees (including lawsuits filed in court) are protected under the First Amendment if they address matters of “public concern.”

Cases

First Amendment (Freedom of Speech)

  • Pickering v. Board of Education, 391 U.S. 563 (1968) (First Amendment protected teacher who complained about school budget to newspaper).
  • Sanjour v. United States EPA, 56 F.3d 85 (D.C. Cir. 1995) (en banc); Swartzwedler v. McNeill, 297 F. 3d 228 (3rd Cir. 2002) (injunctive relief blocking implementation of anti-whistleblower rules).
  • Harlow v. Fitzgerald, 457 U.S. 367 (1982) (immunity defense).
  • Bush v. Lucas, 462 U.S. 367 (1983) and Weaver v. USIA, 87 F.3d 1429 (D.C> CIr.) (requirement to use administrative remedies in federal cases).
  • Garcetti v. Ceballos, 547 U.S. 410 (2006) (limiting application of First Amendment protections when speech is part of “official duties”)
  • Carey v. Piphus, 435 U.S. 247, 253 (1978) (§ 1983 creates tort-like liability).
  • Mt Healthy v. Doyle, 429 U.S. 274 (1977) (burden of proof).
  • Wil v. Michigan, 491 U.S. 58 (1989) (immunity defenses and requirement to name individual government managers as defendants).
  • Heck v. Humphrey, 512 U.S. 477, 483 (1994) (no requirement to exhaust state administrative remedies when filing claim under § 1983)
  • Owens v. Okure, 488 U.S. 235 (1989) (because §1983 does not have a statute of limitations, the deadline for filing claims is controlled by the local statute of limitations for personal injury cases).

Civil Rights Act of 1871

§ 1985 (2) – Witness Protection

  • Haddle v. Garrison, 525 U.S. 121 (1998) (“at-will” employees fired for obeying a grand jury subpoena stated claim).

§ 1988 (b) and (c)

  • Perdue v. Kenny, 130 S. Ct. 1662 (2010) (awarding attorney fees “serves importnat public purpose of making it possible for persons without means to bring suit to vindicate their rights) (permitting enhancement of fee award under “extraordinary circumstances”).
  • Hensley v. Eckerhart, 461 U.S. 424 (1983) (fees paid at market rates to ensure the enforcement of federal right)(fees paid even if employee was only partially successful).
  • Missouri v. Jenkins, 491 U.S. 274 (1989) (fees paid at current rates to compensate for delay in payment).
  • Blanchard v. Bergeron, 489 U.S. 87, 96 (1989) (attorney fees are not limited by contractual fee agreement or controlled by a contingency fee agreement. The for determining the fee is the reasonable market rate for similar services).
  • City of Riverside v. Rivera, 477 U.S. 561 (1986) (attorney fee payment may be larger than judgment obtained by client).
  • Pennsylvania v. Delaware Valley, 478 U.S. 546 (1986) (“lodestar” method basis for calculating reasonable fee). Blum v. Stenson, 465 U.S> 886 (1984) (attorneys paid at market rates).
  • Johnson v. Georgia Highway, 488 F. 2d 714, 717-19 (5th Cir. 1974) (setting forth twelve factors used in setting reasonable attorney fee rate).

“The public interest in having free and unhindered debate on matters of public importance [is] the core value of the Free Speech Clause of the First Amendment…the threat of dismissal from public employment is [a] potent means of inhibiting speech.”

Justice Thurgood Marshall, Pickering v. Board of Education

Quick Links

“Congress shall make no law respecting an establishment of religion, or prohibiting the free exercise thereof; or abridging the freedom of speech, or of the press; or the right of the people peaceably to assemble, and to petition the government for a redress of grievances.” – The First Amendment

  • New York Times Co. v. Sullivan, 376 U.S. 254 (1964) (establishing the actual malice standard, which has to be met before press reports on public officials can be considered libel; decided in the context of the civil rights movement)
  • Linn v. United Plant Guard Workers, 383 U.S. 53 (1966) (limiting the availability of state remedies for libel to those instances in which the complainant can show that the defamatory statements were circulated with malice and caused the complainant damage)
  • Pickering v. Board of Education, 391 U.S. 563 (1968) (landmark case establishing First Amendment protections for public employee whistleblowers)
  • Garcetti v. Ceballos, 547 U.S. 410 (2006) (affirming and explaining Pickering, but limiting protections for internal disclosures)
  • Sanjour v. United States EPA, 56 F.3d 85 (D.C. Cir. 1995) (en banc)
  • Swartzwedler v. McNeilly, 297 F. 3d 228 (3rd Cir. 2002) (injunctive relief blocking implementation of anti-whistleblower rules).
  • Harlow v. Fitzgerald, 457 U.S. 367 (1982) (immunity defense).
  • Bush v. Lucas, 462 U.S. 367 (1983) and Weaver v. USIA, 87 F.3d 1429 (D.C> CIr.) (requirement to use administrative remedies in federal cases).
  • Carey v. Piphus, 435 U.S. 247, 253 (1978) (§ 1983 creates tort-like liability).
  • Mt Healthy v. Doyle, 429 U.S. 274 (1977) (burden of proof).
  • Wil v. Michigan, 491 U.S. 58 (1989) (immunity defenses and requirement to name individual government managers as defendants).
  • Heck v. Humphrey, 512 U.S. 477, 483 (1994) (no requirement to exhaust state administrative remedies when filing claim under § 1983)
  • Owens v. Okure, 488 U.S. 235 (1989) (because §1983 does not have a statute of limitations, the deadline for filing claims is controlled by the local statute of limitations for personal injury cases)

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