Securities

SEC Takes First Rule 21F-17(a) Action Against Private Company

Benjamin Calitri

Published on October 13, 2023
SEC Issues Record Penalty for ESG Greenwashing Violations

Geoff Schweller

Published on September 27, 2023
Gensler Discusses Markets “Ripe with Misconduct” and New SEC Rules to Address Changing Times

Kate Reeves

Published on September 21, 2023
New Record for Number of Employees Affected by Rule 21F-17(a) Violations Does Not Lead to Increase in Sanctions Against CBRE

Benjamin Calitri

Published on September 21, 2023
SEC Charges Privately Held Company for Restrictive Separation Agreements

Geoff Schweller

Published on September 8, 2023
Former SEC Commissioner Allison Herren Lee Speaks on Importance of Whistleblowers and SEC’s Top Priorities

Kate Reeves

Published on September 7, 2023
SEC Awards $2.1 Million to Two Whistleblowers

Mary Jane Wilmoth

Published on August 30, 2023
SEC Awards $104 Million to Whistleblowers, 4th Largest Award in Agency History

Geoff Schweller

Published on August 4, 2023
Whistleblower Firm Launches SEC and CFTC Award Order Indexes

Grace Schepis

Published on July 31, 2023
After Reporting Internally, Whistleblower Goes to SEC and Receives $9 Million Award

Geoff Schweller

Published on July 12, 2023
CFTC Seeks to Utilize Whistleblowers to Combat Carbon Market Fraud

Geoff Schweller

Published on July 12, 2023
The Bipartisan SEC Whistleblower Reform Bill: Building on Success

Allison Herren Lee

Published on June 29, 2023