SEC commissioners address CCO liability, crypto regulation, more at CW2022
This article features commentary and perspectives from Allison Herren Lee, of counsel at our firm.
Two Securities and Exchange Commission (SEC) commissioners from opposite sides of the political aisle took slightly different positions on how to assess the liability of poor performing chief compliance officers (CCOs) as part of the Day 2 opening keynote at Compliance Week’s National Conference on Tuesday.
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May 9, 2025
