SEC Commissioner Lee Speaks on Leveraging Regulatory Cooperation
This transcript features Allison Herren Lee, of counsel at our firm, speaking at the annual Section 19(d) Conference during her tenure at the SEC.
It’s a privilege to welcome you all to the annual Section 19(d) Conference. I want to start by commending NASAA and SEC staff for their work in putting this event together. And thanks to our colleagues from NASAA and FINRA for joining us and for being steadfast partners in our shared investor protection work. Our organizations work closely together throughout the year, but this conference represents an important opportunity for us to reflect on the policy and regulatory concerns that we share, and to deepen our cooperative partnership.
